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Results: 2021

#	Item
411	Microsoft Word - WASHINGTON_DC-#[removed]v11-Updated_White_Paper_on_Living_Wills__Post_Final_Rule_.DOC Add to Reading List Source URL: www.iflr.com Language: English - Date: 2012-02-01 06:14:49 Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Systemic risk Financial regulation Economics Federal Deposit Insurance Corporation Bankruptcy Government Late-2000s financial crisis United States federal banking legislation 111th United States Congress
412	Microsoft Word[removed]Regulation 125 Changes - November 2010.doc Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:41:18 Financial services Finance Funds Collective investment schemes Dodd–Frank Wall Street Reform and Consumer Protection Act Money market fund Investor Protection and Securities Reform Act Credit rating agency Net capital rule Financial economics Investment Economics
413	Microsoft Word - Notice of Clarification[removed]docx Add to Reading List Source URL: www.ici.org Language: English Business Commodity Futures Trading Commission Commodity Pool Operator Futures contract Commodity market Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity pool Derivative National Futures Association Commodities market Financial economics Finance
414	Microsoft Word - _81333613___1__CPO CTA Registration Compliance Outline _2014_ _2_ Add to Reading List Source URL: www.morganlewis.com Language: English - Date: 2014-12-16 15:07:48 Investment Commodity Pool Operator Commodity pool Commodity Futures Trading Commission Hedge fund Commodity trading advisor National Futures Association Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Commodities market Financial economics Finance
415	Microsoft Word - NY2-#[removed]v1-Client_Alert_--__RR__THE_HARD_WAY_-_THE_FSA_S_CONSULTATION_ON_RECOVERY_AND_RESOLUTION.DOC Add to Reading List Source URL: www.iflr.com Language: English - Date: 2012-02-01 06:14:49 Financial regulation Late-2000s financial crisis United Kingdom insolvency law Dodd–Frank Wall Street Reform and Consumer Protection Act United Kingdom Economy of the United Kingdom Financial Services Authority
416	Microsoft Word - CFTC Comment Ltr Reg[removed]final Add to Reading List Source URL: www.ici.org Language: English Financial markets Funds Collective investment schemes Financial services Money market fund Mutual fund Exchange-traded fund Closed-end fund Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment Finance
417	Microsoft Word - Tim Ryan Speech FINAL.doc Add to Reading List Source URL: events.sifma.org Language: English - Date: 2009-10-27 10:23:09 Bonds Securities Securities Industry and Financial Markets Association Stock market Federal Deposit Insurance Corporation Fannie Mae Late-2000s financial crisis Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Economics Investment
418	Microsoft Word - OCC final testimony[removed]docx Add to Reading List Source URL: occ.treas.gov Language: English - Date: 2015-02-15 09:13:34 United States federal banking legislation Finance Bank regulation in the United States Office of the Comptroller of the Currency Dodd–Frank Wall Street Reform and Consumer Protection Act Federal Reserve System Savings and loan association Federal Financial Institutions Examination Council Title 12 of the United States Code Economics Financial institutions Economic history
419	Microsoft Word - NIRI_SEC_US Proxy Concept Release Comments_10.19.10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-22 14:24:47 Finance Corporate finance Corporations law Investment Management Proxy voting Investor relations National Investor Relations Institute Dodd–Frank Wall Street Reform and Consumer Protection Act Stock market Financial economics Business
420	Microsoft Word - OCC final testimony[removed]docx Add to Reading List Source URL: www.occ.treas.gov Language: English - Date: 2015-02-15 09:13:34 United States federal banking legislation Finance Bank regulation in the United States Office of the Comptroller of the Currency Dodd–Frank Wall Street Reform and Consumer Protection Act Federal Reserve System Savings and loan association Federal Financial Institutions Examination Council Title 12 of the United States Code Economics Financial institutions Economic history

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